The serotonin receptors modulate the release of many neurotransmitters, including glutamate, GABA, dopamine, epinephrine/norepinephrine, and acetylcholine as well as many hormones, including oxytocin, prolactin, vasopressin, cortisol, corticosterone, corticotropin, and substance P, among others.
The 5-HT3 receptor is a ligand-gated ion channel activated by serotonin. Sites of expression include several brainstem nuclei and higher cortical areas such as the amygdala, hippocampus, and cortex. Presynaptic 5-HT3 receptors are involved in mediating or modulating neurotransmitter release whereas postsynaptic 5-HT3 receptors are preferentially expressed on interneurons.
Pharmacodynamics. SSRIs increase the extracellular level of the neurotransmitter serotonin by inhibiting its reuptake into the presynaptic cell, and, thus, increase the level of serotonin available to bind to the postsynaptic receptor. However, high serotonin levels not only activate the postsynaptic receptors but also activate autoreceptors, which act as a feedback sensor for the cell and may inhibit serotonin production, leading to serotonin deficiency. Gradual adaptation to this situation occurs by downregulation of the sensitivity of the autoreceptors. SSRIs act primarily at the serotonin transporter protein, which is found in the plasma membrane of serotonergic neurons and is responsible for the reuptake of this neurotransmitter (38).
Antidepressants usually require several weeks of treatment before clinical effects are seen. A randomized study on healthy volunteers who were not depressed and who had never taken antidepressants showed that those who took a single dose of an SSRI had a marked drop of connectivity throughout the brain except enhancement in the cerebellum and thalamus as observed on brain scan 3 hours later (37). The rapid changes in brain connectivity that relinked to acute serotonin transporter blockade suggest that serotonin transporter plays a key role in the modulation of the functional connectome. However, further studies need to be done to determine the effect of antidepressants on brain connectivity long-term and the differences in response between healthy volunteers and patients suffering from depression. Distinct differences in brain connectivity between patients with depression who ultimately respond to an antidepressant and those who do not may be useful for personalizing antidepressant therapy.
SSRIs may bind to receptors other that 5-HT. SSRIs inhibit important neuronal nicotinic acetylcholine receptors with variable potencies and affinities that are clinically relevant by binding to a site that is shared with tricyclic antidepressants. A study with PET has demonstrated that oral administration of fluvoxamine, but not paroxetine, could result in its binding to sigma-1 receptors in the healthy human brain, in a dose-dependent manner, implicating these receptors in the mechanism of action of fluvoxamine (12).
Use of functional MRI to study SSRIs has shown that direct modulation of activity in neural areas involved in emotional processing may be a key mechanism by which these agents exert their clinical antidepressant effects.
There is hyperactivity of the hypothalamic-pituitary-adrenal axis in depression and flattened cortisol slopes have been seen. Results of a study suggest that SSRI escitalopram might exert its therapeutic effect in women in part through correction of a flattened diurnal cortisol rhythm (36).
In addition to action as an antidepressant, mechanisms of beneficial effects may include neuroprotective, anti-inflammatory, and immunomodulatory actions. SSRIs and SNRIs decrease the neuroinflammation through multiple mechanisms, including the reduction of blood or tissue cytokines or regulation of complex inflammatory pathways: nuclear factor kappa-light-chain-enhancer of activated B cells, inflammasomes, Toll-like receptor 4, and peroxisome proliferator-activated receptor gamma (07). The anti-neuroinflammatory role of SSRIs and SNRIs might contribute to the antidepressant effect.
Antidepressant effect. Antidepressant drug classes where serotonin is involved in the mechanism of action are listed in Table 2.
Table 2. Classification of Antidepressant Drugs Where Serotonin Is Involved
Drug category | Example |
Serotonin reuptake enhancer | Tianeptine |
Serotonin and norepinephrine reuptake inhibitors | Venlafaxine |
SSRI and norepinephrine reuptake inhibitor | Duloxetine |
Noradrenergic (alpha2 antagonism) and specific (5-HT2 and 5-HT3 antagonist) serotonergic antidepressants | Mirtazapine |
Selective serotonin reuptake inhibitors | Fluoxetine |
Serotonin transporter inhibitor and modulator of other 5-HT receptors (agonist of some and antagonist of others) | Vortioxetine |
According to the monoamine hypothesis, depression is due to deficiency of at least one of three biogenic amines: serotonin, epinephrine, or dopamine. Therefore, every antidepressant drug is expected to increase neurotransmission of one or more of these amines. SSRIs accomplish this by blocking one or more of the reuptake pumps or receptors whereas other antidepressants inhibit the enzyme monoamine oxidase. SSRIs are described as “selective” because they affect only the reuptake pumps responsible for serotonin, as opposed to earlier antidepressants that affect other monoamine neurotransmitters as well. The only antidepressants that ignore the serotonin system are selective noradrenaline inhibitors and bupropion, which is a selective norepinephrine and dopamine reuptake inhibitor. The therapeutic and side effects profile of these two categories of compounds is different from other antidepressants. Viloxazine is a selective norepinephrine reuptake inhibitor that can be used as an antidepressant and does not have CNS stimulating effect.
Because of selective action, SSRIs lack some of the side effects seen with antidepressants that have a more general action. Thus, the knowledge of mechanisms of action helps to explain the differences in profiles of side effects of antidepressants. There is no significant difference in effectiveness between SSRIs and tricyclic antidepressants, which were the most used antidepressants before the development of SSRIs.
There are still a few skeptics of serotonin involvement in depression and efficacy of SSRIs as antidepressants (13). SSRIs are ineffective in mood disorders such as melancholia with raised cortisol. The glutamatergic system plays an important role in the pathophysiology and treatment of mood disorders. Ketamine, an NMDA receptor antagonist that acts on the glutamatergic system, is a more effective antidepressant than SSRIs for melancholia, leading one to question a link between serotonin and depression (02). A randomized study of patients with major depressive disorder who were resistant to SSRIs concluded that reduction of depressive symptoms after ketamine treatment is correlated inversely with baseline 5-HT1B receptor binding in ventral striatum (42). Further studies examining the role of 5-HT1B receptors in the antidepressant mechanism of action of ketamine should be conducted, focusing on the 5-HT1B receptor as a depression treatment response biomarker. The exact mechanism of antidepressant action of ketamine is not clear. In addition to glutamate receptors, ketamine may also interact with opioid receptors, either directly or indirectly.
Physical exercise has a beneficial effect on depression. The existence of both neuronal and gene expression changes common to SSRIs and exercise suggests a shared mechanism underlying their effect on depression (14). Further investigations of these changes may uncover the molecular mechanisms of depression.
Neuroprotective effect. SSRIs may protect against neurotoxicity caused by several toxic compounds. Fluoxetine suppresses kainic acid-induced neuronal loss hippocampus, and the neuroprotective effect is associated with its anti-inflammatory effects. SSRIs may promote the growth of new neural pathways or neurogenesis in experimental animals, but neuroprotective effect has not been demonstrated in humans. Repinotan, a serotonin agonist (5HT1A receptor subtype), was investigated as a neuroprotective agent in acute stroke, but further development was discontinued due to lack of efficacy.
Animal studies have shown a beneficial impact of SSRIs on pathophysiological biomarkers of Alzheimer disease, including amyloid burden, tau deposits, and neurogenesis. In humans, studies on subjects with a prior history of depression also showed a delay in the onset of Alzheimer disease in those treated with most SSRIs (26). In a study on healthy human volunteers, citalopram, a SSRI, was shown to decrease total CSF amyloid beta concentrations by 38% in the drug-treated group as compared to controls, but this effect has not been tested for prevention or treatment of Alzheimer disease (39).
Anticonvulsant effect. Experimental studies and occasional use in human patients have shown an anticonvulsant effect of SSRIs with a profile like that of conventional drugs used for epilepsy, but no clinical trials have been conducted, partly because seizures are also reported as adverse effects of SSRIs (16). There is a need for controlled clinical trials of SSRIs in epilepsy with proper selection of patients according to underlying pathology to improve efficacy and to reduce adverse effects.
Effect on premature ejaculation. Dapoxetine, a short-acting SSRI, is approved for the treatment of premature ejaculation in some countries and is the only drug with regulatory approval for such treatment. The results of a postmarketing observational study demonstrated that dapoxetine for treatment of premature ejaculation has a good safety profile and low prevalence of treatment-related adverse effects (28). Originally developed as an antidepressant, dapoxetine, unlike other SSRIs, is absorbed and eliminated rapidly in the body. Its fast action makes it suitable for the treatment of premature ejaculation but not for the treatment of depression.
Pharmacokinetics. The metabolism and pharmacokinetics of SSRIs vary between assorted drugs. The half-life of fluoxetine is 3 days whereas its metabolite norfluoxetine has a half-life of about 1 week. This is an advantage over other SSRIs that have a half-life of about 1 day or less. Despite occasional missed doses, fluoxetine and norfluoxetine concentrations remain in the therapeutic range. Another advantage of this long half-life is that the patients are unlikely to experience withdrawal effects from sudden discontinuation of fluoxetine, an event that can occur following withdrawal of a SSRI with a short half-life. In vivo pharmacokinetic data, however, do not precisely predict clinical response or adverse effects.
Most reports of metabolic enzyme inhibition by SSRIs have focused on changes in concentration of the affected drug. For example, studies have addressed elevated desipramine concentrations with paroxetine, increases in imipramine concentrations with fluvoxamine, and increased phenytoin concentrations with sertraline. Due to interindividual variability in drug disposition, plasma concentrations of SSRIs vary significantly among individuals. Change in enzyme activity due to drug-to-drug interaction may be equally clinically relevant for heterozygous extensive metabolizers (toward poor-metabolizer status) and homozygous extensive metabolizers (toward heterozygous extensive-metabolizer status). A possible cause of significant interindividual differences in the magnitude of CYP2D6 inhibition is the pharmacokinetic variability of the inhibitor itself. Another determinant of overall interaction magnitude is unbound drug concentration in plasma and hepatocytes. A similar extent of intersubject variability in hepatocyte drug concentration is likely at the site of enzyme inhibition. Gender-related differences in pharmacokinetics of SSRIs have been shown to result in different pharmacological responses, but their clinical relevance remains unproven.
SSRIs are metabolized by and have effects on the cytochrome P450 system. Fluoxetine, paroxetine, sertraline, citalopram, and escitalopram are inhibitors of CYP2D6. Fluoxetine and fluvoxamine are inhibitors of CYP2C19. Fluvoxamine is an inhibitor of CYP1A2. Positive and significant correlations between paroxetine and fluoxetine concentrations and CYP2D6 inhibition illustrate the role of plasma concentrations and dosage on magnitude of enzyme inhibition. The potential of paroxetine, a CYP2D6 substrate, as an inhibitor may be further affected by specific genotype and basal metabolic capacity of individual subjects.
Therapeutic drug monitoring. A simple and sensitive liquid chromatography-electrospray ionization mass spectrometry method for the simultaneous quantification in human plasma of all SSRIs is now available in most clinical laboratories and is suitable for therapeutic drug monitoring as well as pharmacokinetic studies.
Pharmacogenetics. There is strong evidence from association studies that some gene polymorphisms are associated with SSRI response. Relatively good efficacy in response to SSRIs has been reported in Chinese patients with single nucleotide polymorphisms in 5-HT2A signal transduction-related genes rs5443TT and rs2230739GG (23). Approximately one third of patients with depression do not respond to an initial trial of SSRI treatment, possibly due to structural variations in the 5-HT(1A) receptor. The serotonin transporter-linked polymorphic region (5-HTTLPR) is the most widely studied polymorphism of the 5-HTT gene, SLC6A4, and is suspected of conferring vulnerability to elderly depression and resistance to treatment. 5-HTTLPR seems to influence the likelihood of adverse effects, and the promoter region may contribute to response variability during the initial stages of treatment, which is explained, in part, by a gene-concentration interaction for paroxetine. However, no randomized trials have yet tested the efficacy of genetic tests to improve outcome in those with treatment resistance or treatment intolerance to SSRIs.